LD-2 disclosure · 3rd Quarter - Report
BLACKROCK FUNDS SERVICES GROUP LLC
Client
- Location
- Delaware · United States of America
Registrant
- Description
- Financial services/asset management
- Location
- Wilmington, Delaware, United States of America
Lobbying activities
5 issuesBanking
Financial Stability Issues Outbound Investment Investment manager passivity requirements (13DG) Fed/FDIC/OCC long-term debt proposal
LobbyistsKATHRYN FULTON · BRYAN WOOD · BENJAMIN CANTRELL CANTRELL · MATT VANKUIKEN
Covered position (BENJAMIN CANTRELL CANTRELL): SenMullin CoS 1/23-7/24; RepMullin: CoS 1/21-1/23; VPPence Dep Dir Leg Affairs 1/19-1/21; OMB Dep Assoc Dir Leg Affairs 5/18-6/19; RepWomack 6/17-5/18 + 9/14-1/17; RepArrington 1/17-6/17; RepRoss 6/13-9/114; RepBachus 4/13-6/13; RepGraves 9/12-3/13
Covered position (MATT VANKUIKEN): Sen Debbie Stabenow, Chief of Staff, Leg Director, Sr Policy Advisor, Leg Aide, 1/09-8/24
TargetedSENATE · HOUSE OF REPRESENTATIVES · Executive Office of the President (EOP) · Treasury, Dept of · Commodity Futures Trading Commission (CFTC) · Federal Deposit Insurance Corporation (FDIC) · Federal Reserve System · Securities & Exchange Commission (SEC) · Office of the Comptroller of the Currency (OCC) · Federal Energy Regulatory Commission (FERC)
Financial Institutions/Investments/Securities
Infrastructure Investment Financial Stability Issues Stewardship Investment manager passivity requirements (13DG) Exchange Traded Products Sustainability Disclosure Rule 15c2-11 Money Market Fund Reform U.S. Treasury Market Structure Proxy Process Secure 2.0 Digital Assets Equity Market Structure Central Counter Party Risk Swap Block Sizes Uncleared Margin Relief SEC Outsourcing Proposal SEC Open-End Fund Liquidity Risk Management and Swing Pricing Proposal SEC Safeguarding/Custody Rule SEC Predictive Data Analytics Outbound Investments General briefings on compliance with applicable federal law Accredited Investor Status for IRA investments SEC Rule 3b-16, Reg ATS/Definition of Exchange SEC Treasury Clearing Rule SEC Dealer Definition Rule Private Credit Regulation FERC NOI on Blanket Authorization CFTC RFI on AI Basel III/GSIB Capital Rules CFTC Proposed Guidance on Listing VCC Derivatives CFTC 1.25 Proposal Closed-end funds DOL Fiduciary Rule QPAM Fed/FDIC/OCC long-term debt proposal FDIC - Change in Bank Control Act proposal FERC Notice of Inquiry Blanket Authorization for Investment Companies Common ownership