LD-2 disclosure · 2nd Quarter - Termination
PENSON FINANCIAL SERVICES
Income$10Kfee reported
Client
- Description
- Securities services firm.
- Location
- Texas · United States of America
Registrant
- Description
- Lobbying Law Firm
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
2 issuesFinancial Institutions/Investments/Securities
SEC rulemaking regarding penny stock trading; trading on the OTC market; short sale rules; SEC rules on market access; SEC Rule 204; and equity market regulation.
LobbyistsFRANK VLOSSAK · JOEL OSWALD · mr GEORGE D BAKER · mr DAVID E FRANASIAK · mr STEPHEN A BLUMENTHAL
TargetedSENATE · HOUSE OF REPRESENTATIVES · Securities & Exchange Commission (SEC)
Taxation/Internal Revenue Code
Transaction tax legislation.
LobbyistsFRANK VLOSSAK · JOEL OSWALD · mr DAVID E FRANASIAK
TargetedSENATE · HOUSE OF REPRESENTATIVES · Securities & Exchange Commission (SEC)