Client
- Name
- UBS AMERICAS INC
- Location
- District of Columbia · United States of America
Registrant
- Firm
- UBS AMERICAS INC.
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
2 issuesFinancial Institutions/Investments/Securities
Regulatory Implementation of Dodd-Frank Wall Street Reform Act (including swap rules, capital and other prudential requirements, Volcker Rule and fiduciary standards). Financial regulatory reform legislation. Measures considered by the Securities and Exchange Commission pertaining to market structure issues and fiduciary/best interest standards for brokers. Legislation on industrial loan company charters.
LobbyistsJOHN SAVERCOOL · SHANE LIEBERMAN · JOHN NOLAN
TargetedSENATE · HOUSE OF REPRESENTATIVES · Labor, Dept of (DOL) · Treasury, Dept of · Commodity Futures Trading Commission (CFTC) · Federal Reserve System · Securities & Exchange Commission (SEC)
Taxation/Internal Revenue Code
Proposals to implement a financial transaction tax. Issues related to the taxation of bonds, Net Operating Loss, Base-Erosion Anti-Abuse Tax (BEAT) and Corporate Alternative Minimum Tax (CAMT).
LobbyistsJOHN SAVERCOOL · SHANE LIEBERMAN · JOHN NOLAN
TargetedSENATE · HOUSE OF REPRESENTATIVES · Treasury, Dept of