Client
- Name
- LPL FINANCIAL
- Location
- Massachusetts · United States of America
Registrant
- Firm
- LPL FINANCIAL
- Description
- Finance
- Location
- WASHINGTON, District of Columbia, United States of America
Lobbying activities
3 issuesRetirement
General interest in retirement issues.
LobbyistsNICOLE PETROSINO · MARY KATE CLEMENT
TargetedSENATE · HOUSE OF REPRESENTATIVES
Taxation/Internal Revenue Code
General interest in, maintaining tax incentives for retirement plans and maintaining the independent contracting status for our financial advisors. General interest in Section 199A.
LobbyistsNICOLE PETROSINO · MARY KATE CLEMENT
TargetedSENATE · HOUSE OF REPRESENTATIVES
Financial Institutions/Investments/Securities
General interest in anti-money laundering, cybersecurity, and privacy proposals. General interest in issues related to the Consolidated Audit Trail (CAT). General interest in the Securities and Exchanges Regulation Best Interest General interest in enhancing Diversity and Inclusion best practices within the financial services industry. General interest in issues related to the Department of Labor Fiduciary Status as it relates to the role of financial professionals.
LobbyistsNICOLE PETROSINO · MARY KATE CLEMENT
SENATE · HOUSE OF REPRESENTATIVES