LD-2 disclosure · 3rd Quarter - Report
AMERIPRISE FINANCIAL, INC.
via AMERIPRISE FINANCIAL, INC.
Client
- Name
- AMERIPRISE FINANCIAL, INC.
- Location
- District of Columbia · United States of America
Registrant
- Firm
- AMERIPRISE FINANCIAL, INC.
- Description
- diversified financial services firm
- Location
- WASHINGTON, District of Columbia, United States of America
Lobbying activities
3 issuesFinancial Institutions/Investments/Securities
H.R. 1059 - SECURE Remote Online Notarization Act; entire bill H.R. 1165 - Data Privacy Act; entire bill H.R. 1807 - Improving Disclosure for Investors Act of 2023; entire bill H.R. 2622 - to amend the Investment Advisers Act of 1940 to codify certain Securities and Exchange Commission no-action letters that exclude brokers and dealers compensated for certain research services from the definition of investment adviser, and for other purposes; entire bill H.R. 2627 - Increasing Investor Opportunities Act; entire bill H.R. 2799 - the Expanding Access to Capital Act of 2023; entire bill H.R. 3063 - Retirement Fairness for Charities and Educational Institutions Act of 2023; entire bill H.R. 8818 - American Privacy Rights Act of 2024; entire bill S. 1212 - Securing and Enabling Commerce Using Remote and Electronic (SECURE) Notarization Act; entire bill S. 3735 - Protecting Innovation in Investment Act; entire bill S. 3815 - Improving Disclosure for Investors Act; entire bill Financial Services General Government Appropriations - SEC rulemaking funding related to liquidity risk management, equity market structure, custody, and predictive data analytics. Congressional Review Act (CRA) resolution regarding the DOLs retirement security rule; entire resolution
LobbyistsELIZABETH VARLEY · STEPHEN CHANG
TargetedSENATE · HOUSE OF REPRESENTATIVES
Retirement
H.R. 5340 - Providing Complete Information to Retirement Investors Act; entire bill H.R. 7293 - Automatic IRA Act of 2024; entire bill S. 4917 - Retirement Fairness for Charities and Educational Institutions; entire bill Department of Labor Appropriations Bill; provisions relating to DOLs proposed fiduciary rule Not Yet Introduced: Secure 2.0 Technical Corrections Act retirement provisions
