LD-2 disclosure · 4th Quarter - Report
FINANCIAL SERVICES INSTITUTE
Client
- Location
- District of Columbia · United States of America
Registrant
- Description
- Advocacy organization of independent broker-dealers and financial advisors
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
1 issueFinancial Institutions/Investments/Securities
Independent contractor status -the Modern Worker Empowerment Act HR 5513, the PRO Act HR 20/S 567, the Employee Rights Act, the Department of Labor's Rule on Independent Contractor Classification under the FLSA and accompanying CRA resolution of disapproval; SEC Regulation Best Interest; payments to ensemble practices; the Financial Exploitation Prevention Act (HR 500, S 1481); regulation by enforcement; the Department of Labor's Retirement Security Rule and accompanying CRA resolution of disapproval
LobbyistsDALE BROWN · mr DAVID THOMAS BELLAIRE esq · HANNA LAVER
TargetedSENATE · HOUSE OF REPRESENTATIVES · Labor, Dept of (DOL) · Securities & Exchange Commission (SEC)