LD-2 disclosure · 3rd Quarter - Report
TD AMERITRADE
Client
- Name
- TD AMERITRADE
- Description
- Online stock trading and investing
- Location
- Maryland · United States of America
Registrant
- Description
- Lobbying Law Firm
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
2 issuesFinancial Institutions/Investments/Securities
Equity Market Structure issues. Fiduciary Duty. H.R. 3555, Exchange Regulatory Improvement Act. H.R. 6743 Consumer Information Notification Requirement. Equity market structure and Market data issues.
LobbyistsJOEL OSWALD · mr DAVID E FRANASIAK · ms MELINDA M MAXFIELD · CHRISTOPHER E. WILCOX
Covered position (CHRISTOPHER E. WILCOX): Regional Staff Asst & Staff Asst, Sen. Moynihan ;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings
TargetedSENATE · HOUSE OF REPRESENTATIVES · Securities & Exchange Commission (SEC)
Retirement
Department of Labor Fiduciary proposal.
LobbyistsJOEL OSWALD · mr DAVID E FRANASIAK
Covered position (JOEL OSWALD): Prof Staff, Senate Banking; LA, Senator Enzi
TargetedSENATE · HOUSE OF REPRESENTATIVES · Securities & Exchange Commission (SEC)