LD-2 disclosure · 3rd Quarter - Termination Amendment
WELLS FARGO SECURITIES LLC
Coverage · No income or expenses were reported on this filing.
Client
- Description
- Financial Services
- Location
- New York · United States of America
Registrant
- Description
- Law Firm
- Location
- New York, New York, United States of America
Lobbying activities
1 issueFinancial Institutions/Investments/Securities
Various CFTC and SEC rulemakings relating to over-the-counter derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Lobbyistsmr EDWARD J ROSEN · mr COLIN D LLOYD
TargetedCommodity Futures Trading Commission (CFTC)