LD-2 disclosure · 1st Quarter - Report
PENSON FINANCIAL SERVICES
Income$40Kfee reported
Client
- Description
- Securities services firm.
- Location
- Texas · United States of America
Registrant
- Description
- Lobbying Law Firm
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
1 issueFinancial Institutions/Investments/Securities
SEC rulemaking regarding penny stock trading, trading on the OTC market, short sale rules, financial regulation restructing, H.R. 302, S. 605, H.R. 1406.
Lobbyistsmr JACK STEVEN HART · JOEL OSWALD · mr ROBERT J MARTINEZ · mr DAVID E FRANASIAK
Covered position (JOEL OSWALD): Prof.Staff,, Senate Banking Comte; LA,Sen.Enzi.
TargetedSENATE · HOUSE OF REPRESENTATIVES · Securities & Exchange Commission (SEC)