LD-2 disclosure · 3rd Quarter - Report
FINANCIAL SERVICES INSTITUTE
Expenses$260Kself-filed spend
Client
- Location
- District of Columbia · United States of America
Registrant
- Description
- Advocacy organization of independent broker-dealers and financial advisors
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
1 issueFinancial Institutions/Investments/Securities
Independent Contractor Status - the Modern Worker Empowerment Act (HR 1319), the Department of Labor's Rule on Independent Contractor Classification under the FLSA;SEC Regulation Best Interest; payments of commissions to ensemble practices; the Financial Exploitation Prevention Act (HR 2478); regulation by enforcement; tax provisions, including extension of the Tax Cuts and Jobs Act of 2017 such as the 199A pass through deduction and restoring the tax deductibility of advisory fees.
LobbyistsDALE BROWN · mr DAVID THOMAS BELLAIRE esq · HANNA LAVER
TargetedSENATE · HOUSE OF REPRESENTATIVES · Labor, Dept of (DOL) · Securities & Exchange Commission (SEC)