LD-2 disclosure · 4th Quarter - Report
CHARLES SCHWAB CORPORATION
Client
- Location
- District of Columbia · United States of America
Registrant
- Location
- WASHINGTON, District of Columbia, United States of America
Lobbying activities
2 issuesFinancial Institutions/Investments/Securities
SEC proposals on Equity Market Structure Reform, including Regulation Best Execution (File No. S7-32-22), Order Competition Rule (File No. S7-31-22), Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders (File No. S7-30-22) and Disclosure of Order Execution Information (File No. S7-29-22). SEC Proposed Rule on Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers (File No. S7-12-23). Consumer Financial Protection Bureau proposed Required Rulemaking on Personal Financial Data Rights (Docket No. CFPB-2023-0052). Regulatory and legislative proposals related to electronic delivery.
LobbyistsMICHAEL TOWNSEND · JEFF BROWN · SCOTT ECKEL · PETER S. ROBERSON
TargetedSENATE · HOUSE OF REPRESENTATIVES · Securities & Exchange Commission (SEC)
Banking
Federal Reserve Proposed Rule on Long-Term Debt Requirements for Large Bank Holding Companies, Certain Intermediate Holding Companies of Foreign Banking Organizations, and Large Insured Depository Institutions (RIN 7100-AG66).
LobbyistsJEFF BROWN · SCOTT ECKEL · PETER S. ROBERSON
TargetedSENATE · HOUSE OF REPRESENTATIVES