LD-2 disclosure · 2nd Quarter - Amendment
FINRA (FORMERLY NASD)
Client
- Name
- FINRA (FORMERLY NASD)
- Location
- District of Columbia · United States of America
Registrant
- Description
- Lobbying
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
1 issueFinancial Institutions/Investments/Securities
Legislation and policies pertaining to the regulation of the securities industry and structure of the self-regulatory system, investor protection, and financial literacy. Licensing and regulation of mortgage brokers, including S. 2595, S.A.F.E Mortgage Licensing Act of 2008.
Lobbyistsmr WILLIAM D PHILLIPS · THOMAS RYAN · mr JOSEPH V VASAPOLI · MATTHEW BERZOK · RODNEY HOPPE · mr DOUGLAS R NAPPI · JEFF MACKINNON
Covered position (mr JOSEPH V VASAPOLI): Min.Counsel,Energy&Comm, Special Assist. DOE
Covered position (MATTHEW BERZOK): LD,Chief Counsel, LA Rep.Stupak,LA Rep.Deutsch
Covered position (RODNEY HOPPE): Deputy Press Secretary, Energy and Commerce
Covered position (mr DOUGLAS R NAPPI): Chief Counsel, Senate Banking Committee
Covered position (JEFF MACKINNON): LD and LA Rep. Joe Barton (Rep. Texas)
TargetedSENATE · HOUSE OF REPRESENTATIVES · Executive Office of the President (EOP) · Treasury, Dept of · Securities & Exchange Commission (SEC)