LD-2 disclosure · 2nd Quarter - Report
OTC MARKETS
Client
- Name
- OTC MARKETS
- Description
- Financial Services
- Location
- New York · United States of America
Registrant
- Description
- Lobbying Law Firm
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
2 issuesTaxation/Internal Revenue Code
Employee Stock Ownership Plans for Small Companies listed on the OTC.
LobbyistsJOEL OSWALD · mr DAVID E FRANASIAK
Covered position (JOEL OSWALD): Prof Staff, Senate Banking; LA, Senator Enzi
TargetedSENATE · HOUSE OF REPRESENTATIVES
Financial Institutions/Investments/Securities
Margin eligibility for qualified over-the-counter securities; Additional disclosure for paid stock promotion; Financial Services regulation/legislation pertaining to venture markets; issues related to over the counter market securities. Regulation A proposals; Venture Exchanges proposals. H.R. 2899 Main Street Growth Act.
LobbyistsJOEL OSWALD · mr DAVID E FRANASIAK · ms MELINDA M MAXFIELD
Covered position (JOEL OSWALD): Professional staff, Senate Banking, LA, Senator Enzi
TargetedSENATE · HOUSE OF REPRESENTATIVES