LD-2 disclosure · 3rd Quarter - Report
LPL FINANCIAL CORPORATION
Client
- Description
- Independent broker-dealer providing diversified financial services
- Location
- Massachusetts · United States of America
Registrant
- Description
- Government relations firm
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
3 issuesFinancial Institutions/Investments/Securities
Regulation of investment advisors. Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010," including regulation of broker-dealers and harmonziation of regulation of broker-dealers and investment advisors. Definition of "fiduciary" under ERISA and application to providers of brokerage services.
LobbyistsMITCHELL FEUER · PETER RICH · ms TARA W FOSCATO · mr JOHN A ANDERSON
Covered position (MITCHELL FEUER): Counsel, Senate Banking Committee
Covered position (PETER RICH): Counsel, House Energy and Commerce Committee
Covered position (ms TARA W FOSCATO): Special Asst, Fed. Res. Bd; Leg. Asst, Rep. Fowler
Covered position (mr JOHN A ANDERSON): Sr. Pol. Advsr, Sen. Crapo; Leg. Asst, Rep. Metcalf
TargetedSENATE · HOUSE OF REPRESENTATIVES
Taxation/Internal Revenue Code
Tax incentives for retirement savings, including S. Con. Res. 12. Definition of independent contractor.
LobbyistsMITCHELL FEUER · PETER RICH · ms TARA W FOSCATO · mr JOHN A ANDERSON
Covered position (MITCHELL FEUER): Counsel, Senate Banking Committee
Covered position (PETER RICH): Counsel, House Energy and Commerce Committee