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Spending
Lobbying
Coming soon: Congress, Stocks

Overview Firms Clients Revolving Door Stands Out

PENSON FINANCIAL SERVICES — Lobbying — Receipts Report

LD-2 disclosure · Registration

PENSON FINANCIAL SERVICES

via WILLIAMS AND JENSEN, PLLC

4th Quarter (Oct 1 - Dec 31) · 2008Posted Oct 17, 2008Filing document ↗LDA record ↗

Coverage · Registration filing — establishes the registrant/client relationship. No periodic income or expenses are reported at registration.

Client

Name: PENSON FINANCIAL SERVICES
Description: Securities services firm.
Location: Texas · United States of America

Registrant

Firm: WILLIAMS AND JENSEN, PLLC
Description: Lobbying Law Firm
Location: Washington, District of Columbia, United States of America

Lobbying activities

1 issue

Financial Institutions/Investments/Securities
SEC rule making regarding penny stock trading and trading on the OTC market.
LobbyistsJOEL OSWALD · mr DAVID E FRANASIAK

Source

Source · Senate Office of Public Records — Lobbying Disclosure Act filings ↗.

Coverage gaps · LD-2 reports a single dollar figure per quarter on ONE basis — income (a fee) or expenses (self-filed spend), never both — so this page never combines them into one "spend" number.