LD-2 disclosure · 4th Quarter - Report
BROKER/DEALER COORDINATION GROUP
Client
- Description
- Informal coalition of financial services companies
- Location
- District of Columbia · United States of America
Registrant
- Description
- Law Firm.
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
3 issuesTaxation/Internal Revenue Code
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
LobbyistsKENT A MASON · CHRIS L GASTON
Covered position (CHRIS L GASTON): Chief of Staff, Representative Rush Holt
TargetedSENATE · HOUSE OF REPRESENTATIVES
Financial Institutions/Investments/Securities
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.
LobbyistsKENT A MASON · CHRIS L GASTON
Covered position (CHRIS L GASTON): Chief of Staff, Representative Rush Holt
TargetedSENATE · HOUSE OF REPRESENTATIVES
Retirement
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with SEC broker/dealer standard of care. Legislative proposals to address the fiduciary issue or the SEC standard of care. State fiduciary rules.