LD-2 disclosure · 3rd Quarter - Report
OPTIONS CLEARING CORPORATION
Client
- Location
- District of Columbia · United States of America
Registrant
- Location
- WASHINGTON, District of Columbia, United States of America
Lobbying activities
2 issuesTaxation/Internal Revenue Code
S.1005 the Modernization of Derivatives Tax Act of 2017; S.2621, the Modernization of Derivatives Tax Act of 2021
LobbyistsJAMES HALL · JULIE BAUER · DANIEL SCHRAMM
TargetedSENATE · HOUSE OF REPRESENTATIVES
Financial Institutions/Investments/Securities
Health and function of the listed options industry; operational issues related to delisting of securities; 2021 discussion draft to amend the Securities Exchange Act of 1934 to establish certain requirements with respect to retail investor options trading; discussion draft to amend the Securities Exchange Act of 1934 to reform certain requirements with respect to the registration and operation of national securities exchanges; discussion drafts to amend the Securities Exchange Act of 1934 to add certain requirements for the filing and approval of proposed rule changes by self-regulatory organizations.
LobbyistsJAMES HALL · JULIE BAUER · DANIEL SCHRAMM
TargetedSENATE · HOUSE OF REPRESENTATIVES
