PRUDENTIAL FINANCIAL INC

Financial Institutions/Investments/Securities

SEC Best Interest Standard Issues relating to Dodd-Frank and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight International Insurance Capital Standards SAFE Banking Act of 2021 All legislation related for Russia business prohibitions for the financial services industry Improving Corporate Governance through Diversity Act of 2021 American Infrastructure Bonds Act of 2021 LIFT Act Dec. 2021 SEC No-Action Letter: Amended Rule 15c2-11 in Relation to Fixed Income Securities

TargetedSENATE · HOUSE OF REPRESENTATIVES · Labor, Dept of (DOL) · Treasury, Dept of · Commodity Futures Trading Commission (CFTC) · Federal Reserve System · Securities & Exchange Commission (SEC)

Retirement

AssociationRetirement Plans Lifetime Income Disclosure & Regulatory Issues - all provisions Automatic Retirement Plan Act Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act Qualified Professional Asset Manager (OPAM) Exception Amendment Qualified Default Investment Allocation for Annuities Securing a Strong Retirement Act of 2021 (SECURE 2.0) Retirement Security and Savings Act of 2021

TargetedSENATE · HOUSE OF REPRESENTATIVES · Office of Management & Budget (OMB) · Labor, Dept of (DOL) · Treasury, Dept of