LD-2 disclosure · 3rd Quarter - Report
OPTIONS CLEARING CORPORATION
Client
- Location
- District of Columbia · United States of America
Registrant
- Location
- WASHINGTON, District of Columbia, United States of America
Lobbying activities
1 issueFinancial Institutions/Investments/Securities
Health and function of the listed options industry; operational issues related to delisting of securities; discussion draft to amend the Securities Exchange Act of 1934 to reform certain requirements with respect to the registration and operation of national securities exchanges; discussion drafts to amend the Securities Exchange Act of 1934 to add certain requirements for the filing and approval of proposed rule changes by self-regulatory organizations; Financial Innovation and Technology for the 21st Century Act (H.R.4763) as it pertains to options contracts and potential effects on options markets; education around short-dated options trading, clearing and settlement.
LobbyistsJAMES HALL · JULIE BAUER · DANIEL SCHRAMM
TargetedSENATE · HOUSE OF REPRESENTATIVES