LD-2 disclosure · 4th Quarter - Report
THE DEPOSITORY TRUST & CLEARING CORPORATION
Client
- Description
- Provider of post-trade financial services market infrastructure.
- Location
- District of Columbia · United States of America
Registrant
- Description
- Government relations firm
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
2 issuesFinancial Institutions/Investments/Securities
Legislation and regulation affecting post-trade services for securities markets. Legislation regarding cybersecurity requirements and incident reporting.
LobbyistsTHOMAS KOONCE · ANDREW CARR PALMER · mr JARED CODY SAWYER
Covered position (THOMAS KOONCE): Legislative Director, Rep. Brad Miller; Legislative Assistant, Rep. Stephen Neal.
Covered position (ANDREW CARR PALMER): Legislative Assistant, Representative Fleischmann; Legislative Assistant, Representative Fincher.
Covered position (mr JARED CODY SAWYER): Deputy Assistant Secretary, Treasury Department; Senior Counsel, Senate Banking Committee; Professional Staff Member, House Financial Services Committee.
TargetedSENATE · HOUSE OF REPRESENTATIVES
Commodities (big ticket)
Legislation and regulation affecting post-trade services for futures and swaps markets.
LobbyistsTHOMAS KOONCE · ANDREW CARR PALMER · mr JARED CODY SAWYER
Covered position (THOMAS KOONCE): Legislative Director, Rep. Brad Miller; Legislative Assistant, Rep. Stephen Neal.
Covered position (ANDREW CARR PALMER): Legislative Assistant, Representative Fleischmann; Legislative Assistant, Representative Fincher.