LD-2 disclosure · 2nd Quarter - Report

INVESTMENT COMPANY INSTITUTE

2nd Quarter (Apr 1 - June 30) · 2026Posted Jul 10, 2026Filing document ↗LDA record ↗

Income$20Kfee reported

Client

2 issues

Financial Institutions/Investments/Securities
Fiscal Year 2027 Appropriations for Financial Services and General Government (FSGG) seeking provisions regarding SEC regulations at 17 CFR section 275-206(4)-5 on contributions.
LobbyistsANDREW SIFF
TargetedSENATE
Retirement
Employee Benefits Security Administration proposed rule on "Fiduciary Duties in Selecting Plan Investment Alternatives" (91 FR 16088, March 31, 2026). Implementation of Executive Order 14330 on "Democratizing Access to Alternative Assets for 401(k) Investors," (August 7, 2025). The Department of Labors regulation at 29 CFR 2550.404a-1 concerning plan fiduciaries' selection of investments and exercise of shareholder rights. 2024 amendments to the qualified professional asset manager (QPAM) exemption.
LobbyistsANDREW SIFF
TargetedSENATE · Labor, Dept of (DOL)

LD-2 disclosure · 2nd Quarter - Report

2nd Quarter (Apr 1 - June 30) · 2026Posted Jul 10, 2026Filing document ↗LDA record ↗

Income$20Kfee reported

2 issues

Financial Institutions/Investments/Securities
Fiscal Year 2027 Appropriations for Financial Services and General Government (FSGG) seeking provisions regarding SEC regulations at 17 CFR section 275-206(4)-5 on contributions.
LobbyistsANDREW SIFF
TargetedSENATE
Retirement
Employee Benefits Security Administration proposed rule on "Fiduciary Duties in Selecting Plan Investment Alternatives" (91 FR 16088, March 31, 2026). Implementation of Executive Order 14330 on "Democratizing Access to Alternative Assets for 401(k) Investors," (August 7, 2025). The Department of Labors regulation at 29 CFR 2550.404a-1 concerning plan fiduciaries' selection of investments and exercise of shareholder rights. 2024 amendments to the qualified professional asset manager (QPAM) exemption.
LobbyistsANDREW SIFF
TargetedSENATE · Labor, Dept of (DOL)