VANGUARD GROUP

Financial Institutions/Investments/Securities

Issues related to systemic risk regulation and non-bank financial intermediation including the FSOC Improvement Act (H.R. 3812) Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act (S.2700), and the Empowering Shareholders Act (H.R. 4645) Issues related to fixed income funds and money market funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 1807) Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing Issues related to products and markets Issues related to the use of predictive data analytics by broker dealers and investment advisers

TargetedSENATE · HOUSE OF REPRESENTATIVES · Treasury, Dept of · Securities & Exchange Commission (SEC)

Retirement

Issues in support of providing for electronic delivery of ERISA mandated retirement information Issues related to employee benefit plan administration including automatic enrollment, required minimum distributions, missing participants, portability, emergency savings, hardship withdrawals, and coverage proposals Issues related to allowing collective investment trusts in 403(b) plans (H.R. 3063) Issues related to implementation of the Consolidated Appropriations Act of 2023, Division T, including Section 603 Issues related to access to investment opportunities, including childrens savings accounts, and the provision of advice in retirement plans Issues related to considerations for plan fiduciaries Issued related to the SECs proposed rules regarding liquidity risk management for open-end funds and swing pricing