Client
- Name
- LPL FINANCIAL
- Location
- Massachusetts · United States of America
Registrant
- Firm
- LPL FINANCIAL
- Description
- Finance
- Location
- WASHINGTON, District of Columbia, United States of America
Lobbying activities
3 issuesRetirement
General interest in retirement issues.
LobbyistsMARY KATE CLEMENT
TargetedSENATE · HOUSE OF REPRESENTATIVES
Taxation/Internal Revenue Code
General interest in maintaining tax incentives for retirement plans and maintaining the independent contractor classification of certain financial professionals. General interest in Section 199A of the Internal Revenue Code.
LobbyistsMARY KATE CLEMENT
TargetedSENATE · HOUSE OF REPRESENTATIVES
Financial Institutions/Investments/Securities
General interest in issues related to SEC Open End Fund Liquidity Proposal. General interest in issues related to E-Delivery. General interest in anti-money laundering, cybersecurity, and privacy proposals. General interest in issues related to the Consolidated Audit Trail (CAT). General interest in the Securities and Exchange Commission's Regulation Best Interest. General Interest in D&I issues and best practices within the financial services industry. General interest in issues related to the Department of Labor investment advice fiduciary definition as it relates to the role of financial professionals.
LobbyistsMARY KATE CLEMENT