LD-2 disclosure · 1st Quarter - Report
CAMBRIDGE ALLIANCE CAPITAL LLC
Income$30Kfee reported
Client
- Description
- Investment brokerage, asset management
- Location
- New York · United States of America
Registrant
- Description
- Federal Government Relations
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
1 issueFinancial Institutions/Investments/Securities
Meetings related to getting a stay granted from the US Securities and Exchange Commission during the appeal of the lifetime ban of FINRA Members Talman Harris and William Scholander. Educational meetings with Members of Congress and Congressional Leadership regarding the appeal of Harris and Scholander.
LobbyistsADAM S OLSEN
TargetedSENATE · HOUSE OF REPRESENTATIVES · Securities & Exchange Commission (SEC)