NASDAQ INC

Financial Institutions/Investments/Securities

Monitoring legislation speaking to regulate AI, machine learning, and other tools used in the financial services arena; Transparency and accuracy of proxy advisors; Legislative reforms to improve capital formation (Venture Exchange), H.R 1807, H.R. 2624, H.R. 2625, H.R. 2793, H.R. 2576, H.R. 2610, H.R. 2608, H.R. 2603, Main Street Growth Act, legislation on 10-Q optionality; Modernizing Disclosures for Investors Act; Federal financial transaction tax, Protecting Retirement Savers and Everyday Investors Act, Tax on Wall Street Speculation Act; H1B visa/immigration reform; Digital asset regulatory reform, The Digital Commodities Consumer Protection Act; SECs proposed elimination of volume based tiered pricing in the equities markets; Equity market structure and SECs rulemaking on market structure, Regulation NMS, market data, regulation of Exchange pricing, Amend the Securities Exchange Act of 1934 to add certain requirements for the filing and approval of proposed rule changes by self-regulatory organizations, Require the SEC to engage in rulemaking to prohibit or limit the use of rebate payments by exchanges that are tiered based on the aggregate volume of transactions effected by such members; Public company regulations; SEC climate disclosure rule; Highlighting Nasdaqs financial crime software solutions and policies aimed at those issues.

TargetedSENATE · HOUSE OF REPRESENTATIVES · Treasury, Dept of · Commodity Futures Trading Commission (CFTC) · Securities & Exchange Commission (SEC)