LD-2 disclosure · 2nd Quarter - Report
FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD)
Income$30Kfee reported
Client
- Name
- FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA" FORMERLY NASD)
- Location
- District of Columbia · United States of America
Registrant
- Description
- Government relations firm
- Location
- Washington, District of Columbia, United States of America
Lobbying activities
1 issueFinancial Institutions/Investments/Securities
Regulation of broker-dealers. Customer recovery across arbitration and other dispute resolution forums.
Lobbyistsmr JOHN A ANDERSON · THOMAS KOONCE · BEN HARNEY
Covered position (mr JOHN A ANDERSON): Sr. Pol. Advsr., Sen. Crapo; Leg. Asst.
Covered position (THOMAS KOONCE): Legislative Director, Rep. Brad Miller; Legislative Assistant, Rep. Stephen Neal.
Covered position (BEN HARNEY): Deputy Staff Director, House Oversight Committee; Counsel, House Financial Services Committee; Counsel, Rep. Carolyn B. Maloney
TargetedSENATE · HOUSE OF REPRESENTATIVES