Lobbying client · LD-2 disclosures
Finra Financial Industry Regulatory Authority
Texas
24 filings from 1 registrant · 2011–2017 · latest filed Jul 13, 2017
Reported on its behalf
$1.5M
every LD-2 on file
Its own filed spend
$0
lobbying for itself
Fees to outside firms
$1.5M
across every firm on file
Spend over time
Every filing period on record, as reported. One column per filed period — a period with no column is a period with no filing, not a zero.
Basis · Amendments and terminations supersede the original report for the same registrant, client and period, so a revised quarter is counted once at its latest filed value. Registration-only filings carry no activity money and are excluded from these totals.
Who lobbies for them
Every outside firm that has filed on this client's behalf, by fees reported.
Reading this · LD-2 reports a hired firm's fee and a registrant's reported expenses on separate lines and never both on one filing, so the two lists above are different quantities and are ranked separately rather than against each other. Firm names link to their own record as the firms chapter lands.
What they lobby on
Issue areas declared on the filings, ranked by how many filings name each one.
Financial Institutions/Investments/Securities
FIN
24 filings
$1.5M on those filings
Note · A filing names one to several issue areas and reports a single dollar figure for the period, so the same money appears beside every issue that filing declares. The dollar column is therefore spend on filings that named this issue — it is not a split of the total, and these figures sum above it. Filing counts do not double-count.
Bills named in the filings
Every bill reference extracted from the filings' activity descriptions.
- H.R. 4624 112th CongressInvestment Adviser Oversight Act of 20123 filingsthrough 2012
How these are found · Bill references are extracted from the free-text activity description each filing writes, then matched to the Congress in session that filing year. A reference we can't match to a bill on file is still shown, unlinked — we cite what the filing said rather than guess at what it meant. Naming a bill is not a position on it: LD-2 records that a client lobbied on the bill, never which side.
Who did the lobbying
Every lobbyist named on this client's filings.
- Peggy Peterson Baker & Hostetler LLPCovered position: Comms. Dir., Office of Rep. Oxley25 filingsthrough 2017
- Michael Garver Oxley Baker & Hostetler LLPCovered position: Chairman, Committee on Financial Services19 filingsthrough 2015
- Chris Jones Baker & Hostetler LLPCovered position: Chief of Staff, Rep. Mike Ferguson; Deputy Chief of Staff, Rep. David McIntosh; Communications Director, House Government Reform and Oversight Subcommittee; Press Secretary, Rep. John Myers4 filingsthrough 2017
Covered positions · 3 of 3 lobbyists named on these filings disclosed a prior government post. The text is reproduced exactly as filed.
The filings
The 20 most recent of 24 filings. Every figure above is built from these records.
This record groups every filed spelling of the client's name into one entity, so "MERCK & CO., INC." and "MERCK & CO INC" read as the same company. The grouping is the client's normalized name — organizations that file under genuinely different names appear separately. Handle: finra-financial-industry-regulatory-authority.